Ieprep                                                               
   Internet Draft                                              H. Folts 
   Document: draft-ietf-ieprep-requirements-01.txt                  NCS 
   Expires: April 2003                                         C. Beard 
                                                                   UMKC 
                                                            K. Carlberg 
                                                                    UCL 
                                                           October 2002 
    
    
               Requirements for Emergency Telecommunication 
                       Capabilities in the Internet 
    
    
Status of this Memo 
    
   This document is an Internet-Draft and is in full conformance with 
   all provisions of Section 10 of RFC2026 [1]. 
    
   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups.  Note that      
   other groups may also distribute working documents as Internet-
   Drafts. 
    
   Internet-Drafts are draft documents valid for a maximum of six months 
   and may be updated, replaced, or obsoleted by other documents at any 
   time.  It is inappropriate to use Internet-Drafts as reference 
   material or to cite them other than as "work in progress." 
    
   The list of current Internet-Drafts can be accessed at 
        http://www.ietf.org/ietf/1id-abstracts.txt 
   The list of Internet-Draft Shadow Directories can be accessed at 
        http://www.ietf.org/shadow.html. 
    
   For potential updates to the above required-text see: 
   http://www.ietf.org/ietf/1id-guidelines.txt 
    
    
Abstract 
    
   This document outlines user requirements for IP-based networks to 
   enable and support an authorized emergency telecommunications service 
   (ETS)for use by authorities to organize and coordinate emergency and 
   disaster relief operations.  It provides a basis from which ETS can 
   be negotiated to provide user-acceptable communications.  The 
   requirements in this document relate to user expectation and are 
   general, functional, and intended to provide wide latitude in 
   implementation options.  This document also provides in-depth 
   background on the state of emergency telecommunication capabilities 
   as they exist today and the motivation for supporting these in IP 

 
 





         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
   networks.  Specific system requirements involving end-to-end and 
   network issues are presented in [2]. 
    
    
Conventions used in this document 
    
   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", 
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in this 
   document are to be interpreted as described in RFC-2119 [3]. 
    
Table of Contents 
    
   1. Introduction...................................................2 
      1.1 Current PSTN Capabilities..................................4 
      1.2 Network Technology Transition..............................5 
      1.3 Purpose and Scope of this Document.........................6 
   2. User Requirements..............................................6 
   3. Emergency Service Applications.................................7 
      3.1 Inelastic applications.....................................8 
      3.2 Elastic applications.......................................8 
   4. Policy Issues..................................................8 
   5.  Security Considerations.......................................9 
   6.  References....................................................9 
   7.  Acknowledgments...............................................9 
   8.  Author's Addresses............................................9 
   9.  Copyright....................................................10 
    
    
1.   Introduction 
    
   Natural and man-made disasters can occur anywhere, anytime.  These 
   include, for example, earthquakes, floods, airplane crashes, and 
   terrorist attacks.  While some advance planning is possible for 
   expected disaster events, most disasters happen unexpectedly.  
   Readily available telecommunication capabilities are essential for 
   emergency and disaster relief operations to quickly start saving 
   lives and restoring the community infrastructure.  A number of 
   telecommunication facilities can be involved in disaster operations.  
   These include local mobile radio, dedicated satellite systems, 
   transportable capabilities, and the public telecommunications 
   infrastructure.  Some of these facilities need to be deployed to the 
   disaster site and very likely may not be immediately available.  The 
   public telecommunication services, however, are generally at hand 
   except in the most remote areas.  The publicly available capabilities 
   include the traditional telephone network and the Internet, which can 
   both be accessed via wire line, wireless, and various broadband 
   facilities.  Disaster recovery operations can significantly benefit 
   from a variety of modes for interchange of critical information to 
   organize and coordinate the emergency activities.  Emergency voice 
 
 
Folts                    Expires - April 2003                 [Page 2] 



         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
   communications are supported today by a preferential service through 
   public telephone networks in some countries.  The Definition of the 
   International Preference Scheme (ieps) for circuit-switched telephone 
   networks is provided in ITU-T Recommendation E.106 [4]. 
    
   Now, however, an evolution is taking place in traditional public 
   telecommunication networks toward integrating circuit-switched and 
   packet-based technologies.  This promises to provide a rich menu of 
   fully integrated capabilities for handling voice, message, data, and 
   video traffic to greatly enhance disaster recovery operations.  These 
   capabilities are being considered in the development of a 
   comprehensive emergency telecommunication service (ETS) to be 
   deployed in the new generation of packet-based public networks.  ETS 
   is now the globally recognized term that identifies the new 
   generation of emergency communications capabilities in public 
   telecommunication networks for authorized users to use during 
   emergency and disaster relief operations. 
    
   The bulk of conventional telephony is accomplished over relatively 
   narrow band wire line or wireless facilities of the public switched 
   telephone network (PSTN).  These constrained links are also used for 
   various other applications like instant messaging, email, and 
   telemedicine telemetry.  In addition, wideband capabilities for video 
   broadcast, conferencing, and telemedicine will continue to flourish 
   and greatly enhance emergency recovery operations. 
    
   During serious disaster events, public networking facilities can 
   experience severe stress due to damaged infrastructure and heavy 
   traffic loads.  As bandwidth gets severely constrained, it becomes 
   difficult to establish and maintain effective communication sessions.  
   It is essential that disaster recovery operations be able to readily 
   communicate to organize and coordinate essential activities.  
   Authorized emergency communication sessions need to have ready access 
   to available network resources and be given an enhanced probability 
   of successful completion of these critical communications to help 
   save lives and restore community infrastructure. 
    
   Only people authorized by the appropriate authority are permitted to 
   establish enhanced emergency communication sessions through public 
   networking facilities for facilitating immediate disaster recovery 
   operations.  We use the term ôenhancedö to refer to additional 
   measures taken to achieve and sustain communications by selected 
   authorized personnel.  Those typically authorized are local police, 
   fire, and medical personnel as well as designated government 
   officials from local, regional, and national levels who are 
   responsible for various aspects of disaster recovery operations. 
    
   All emergency communication sessions should be processed as normal 
   traffic along with all non-emergency traffic when sufficient network 
 
 
Folts                    Expires - April 2003                 [Page 3] 




         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
   bandwidth and resources are available.  ONLY when networks reach 
   traffic saturation is there a need for giving emergency communication 
   sessions a higher probability of completion over non-emergency 
   communications.  While this occurrence may never happen in the 
   typical Internet-based environment, capabilities for accommodating 
   emergency traffic need to be established in preparation for a serious 
   catastrophe.  These provisions should be in place before a potential 
   disaster, even for highly over-provisioned networks.  It is better to 
   be prepared ahead of time and not wait for the worst to happen first. 
    
   The ETS capabilities for handling authorized emergency traffic should 
   be accomplished using existing applications, Internet features, and 
   standards whenever possible.  Establishment of new and different 
   standards would be both costly and unlikely to ever be implemented.  
   The desired approach is to adopt existing standards and where needed 
   adapt new standards with any necessary adjustments needed to support 
   preferential treatment of emergency traffic during severe periods of 
   congestion. 
    
   This document outlines user requirements that need to be met in 
   public and private IP-based networks to enable communications for 
   ETS.  These requirements would include support for existing systems 
   that address National Security/Emergency Preparedness (NS/EP) 
   requirements and capabilities.  Recovery activities can involve 
   person-to-person communications, group coordination, disaster 
   assessment application execution, remote information retrieval, 
   continuity of government, etc. 
    
    
1.1     Current PSTN Capabilities 
    
   As a starting point, the model to consider for emergency 
   communication services is the existing service capability in the 
   United States PSTN, the Government Emergency Telecommunications 
   Service (GETS).  Some other countries have similar services.  GETS is 
   based upon the requirements presented in ITU-T Recommendations E.106 
   [4]. 
    
   The purpose of GETS is to increase the probability of completion of a 
   telephone call for authorized operations personnel in times of 
   emergencies.  It does not guarantee that service will be available, 
   but it does implement a set of functions that increase the likelihood 
   of finding an available circuit to complete a call in the PSTN. 
    
   The key aspects of GETS are as follows:  
    
          o Personnel gain access to GETS by calling a specified 
            telephone number and presenting a credit-card type of 
            authentication. 
 
 
Folts                    Expires - April 2003                 [Page 4] 



         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
    
          o Once being authenticated, the call is completed on a 
            preferential high probability of call completion basis.  If 
            calls are initially blocked, they can be queued and 
            switched to alternate carriers. 
    
          o If fundamental telephone services are compromised, services 
            contracted under GETS are restored first.  This is under 
            the provisions of TSP (Telecommunication Service Priority 
            [5]), which is independent of GETS. 
    
   These features enhance the capability of NS/EP calls to be completed 
   with a high probability in congested networks.  GETS will not preempt 
   public telephone calls, nor are there multiple levels of precedence 
   within GETS. 
    
1.2    Network Technology Transition 
    
   The public telecommunication infrastructure is in the process of 
   evolving from the traditional circuit-switched technology to 
   Internet-based packet technology.  In developing new ETS capabilities 
   for the future, consideration needs to be given during the period of 
   transitions, which is often referred to as "convergence". 
    
   During convergence, IP packet-based technology is being integrated 
   into the public telecommunications infrastructure.  It is important 
   that the existing basic capability for preferential handling of 
   emergency traffic in current telephone networks is preserved during 
   the transition period.  There are four basic configurations that come 
   into play during convergence.  These include: 
    
          o  PSTN-to-PSTN via IP backbone 
          o  IP telephony to PSTN via gateway 
          o  PSTN to IP Telephony via gateway 
          o  Pure IP telephony, with no link to the PSTN 
    
   These are described in ETSI Technical Report [6]. 
    
   As the IP packet-technology becomes the dominant part of the public 
   telecommunications infrastructure, the prospect of many enhanced 
   capabilities and services comes forth.  These could include expanded 
   features in IP-telephony to support an enhanced probability of call 
   completion and additional call processing features.  The provision of 
   additional communication services such as Email, instant messaging, 
   telemedicine, white board, and telemetry can provide emergency 
   recovery operations with a rich menu of capabilities.  Some time in 
   the future, it is envisioned that the multimedia services will become 
   the dominate mode for emergency communications. 
    
 
 
Folts                    Expires - April 2003                 [Page 5] 



         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
1.3     Purpose and Scope of this Document  
    
   The purpose of this document is to articulate user requirements 
   concerning support for emergency related communications.  It provides 
   a set of requirements that need to be met by service(s) to acceptably 
   support emergency communications.  The requirements given here are 
   quite general and it is intended that wide latitude be available to 
   service providers and/or vendors to implement emergency services as 
   they consider appropriate. 
    
   Section 2 provides a summary of the user requirements that identify 
   high-level service capabilities that should be provided.  Section 3 
   provides a list of possible emergency communication applications that 
   could be used by emergency personnel.  And finally, Section 4 
   identifies policy issues that need to be considered in the deployment 
   and operation of an ETS. 
    
   System requirements that focus on how user requirements (taken as a 
   whole) are to be satisfied with respect to the network & gateways 
   (i.e., network layer to application layer) are specified in other 
   documents.  [2] specifies a set of general system requirements and 
   [7] articulates a set of more specific set of system requirements for 
   IP telephony. 
    
2.   User Requirements 
    
   The basic user requirements that need to be considered in providing 
   emergency telecommunication capabilities to support recovery 
   operations from serious disaster situations are summarized as 
   follows.  Note that we assume the presence of Service Level 
   Agreements in cases where user requirements cover expectations of 
   service providers: 
    
          o Users should be able to use public telecommunication 
            resources for supporting emergency communications to help 
            organize and coordinate immediate disaster recovery 
            operations. 
    
          o Users that access emergency telecommunications service must 
            be authenticated.  This should be accomplished in a timely 
            manner. 
    
          o When networks reach traffic saturation emergency 
            communication sessions should be provided with with a 
            higher probability of completion over non-emergency 
            communications.  We assume the presence of a service level 
            agreement to accomplish this latter case. (Note: Sessions 
            identified as emergency communication could be processed as 

 
 
Folts                    Expires - April 2003                 [Page 6] 


         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
            normal traffic along with all non-emergency traffic when 
            sufficient network bandwidth and resources are available.) 
    
          o Once an emergency communications session is established, 
            the user should be able to complete the session without 
            being interrupted or having the quality of the 
            communications be degraded excessively. 
 
          o There must exist a mapping association between labels 
            defined by various standards bodies.  This mapping will 
            help facilitate inter-working of services in cases where 
            gateways and networks support emergency telecommunications 
            services. 
    
          o Emergency traffic should be able to transit multiple 
            service providers.  The existence of service level 
            agreements determines the extent by which this can be 
            accomplished. 
    
          o Networks should be able to support a variety of user 
            applications including telephony, video, database access, 
            messaging, telemetry, and web browsing to support emergency 
            operations. 
    
          o Authorized emergency communications should be protected 
            from intrusion or interference, such as, spoofing, change 
            of content, and denial of service.  If the protection 
            cannot be accomplished, then users must be able to detect 
            this failure. 
           
          o Users should have the option protecting certain sensitive 
            traffic from eavesdropping and the source/destination of 
            some traffic.     
    
          o Users should have the option of requesting degraded quality 
            of service when normal or expected QoS cannot be achieved. 
    
   It may not be possible to fulfill all of these requirements 
   immediately and within existing standards, Internet features, and 
   applications.  However, provision of the best probability of 
   successful completion of critical emergency communications will 
   significantly enhance the ability of disaster recovery operations to 
   save lives and restore community infrastructure. 
    
    
3.   Emergency Service Applications 
    
   A variety of IP based applications are expected to be used to support 
   disaster recovery and response operations in the future as future 
 
 
Folts                    Expires - April 2003                 [Page 7] 



         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
   services become available to the user.  They include not only the 
   basic IP telephony services but expand to include a selection of 
   multimedia services to enhance the ability for saving lives and 
   restoring community infrastructure impacted by serious disaster 
   events.  This implies that various upper layer characteristics will 
   be operating over IP. 
    
   The following list is not exhaustive, but is illustrative of the 
   types of capabilities that could prove to be beneficial: 
 
3.1     Inelastic applications 
    
          o Real time interactive voice (telephony) 
          o Real time interactive video conference 
          o Real time interactive video telemedicine 
          o Real time interactive white board 
          o Streaming audio and video 
          o Telemedicine telemetry for vital sign monitoring 
          o Virtual reality imaging for disaster scene surveillance 
        
3.2     Elastic applications 
        
          o Interactive victim database (e.g.  I Am Alive - IAA) 
          o Interactive database services for crisis management 
          o Interactive Web access  
          o Electronic Mail 
          o Instant messaging and presence 
          o File transfer 
 
   The application of immediate interest to current emergency management 
   organizations is tends to center on IP telephony.  In the future, 
   however, it is anticipated that voice communications will be 
   overshadowed by a number of emerging multimedia modes of 
   communication that will significantly benefit emergency recovery 
   operations. 
    
    
4.   Policy Issues 
    
   In the development and deployment of ETS capabilities, a number of 
   policy decisions are required that will define how the services are 
   to be applied, configured, and used.  The user policies will be 
   conveyed to the service provider in the service level agreement (SLA) 
   established for the provision of the ETS capabilities.  Service 
   providers will have the freedom to determine its own internal 
   policies in how the service is actually implemented in fulfillment of 
   the SLA. 
    

 
 
Folts                    Expires - April 2003                 [Page 8] 

         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
    
5.  Security Considerations 
    
   Discussion on security is addressed in Section 2. 
    
    
6.  References 
    
   1  Bradner, S., Internet Standards Process û Revision 3, BCP 9, RFC 
   2026, October 1996. 
    
   2  Carlberg, K., Atkinson, R., "General Requirements for Emergency 
      Telecommunications Service", Internet Draft, Work in Progress, 
      September, 2002. 
    
   3  Bradner, S., ôKey Words for Use in RFCs to Indicate Requirement 
      Levelsö, BCP 14, RFC 2119, March 1997. 
    
   4  ITU-T, "Description of an International Emergency Preference 
      Scheme", ITU-T Recommendation E.106, March 2000. 
    
   5  ôInformation Interchange Representation of National Security 
      Emergency Preparedness û Telecommunications Service Priorityö, 
      American National Standard T1.211-1989 (R1999). 
    
   6  ETSI TR 101 300, V2.1.1, "Telecommunications and Internet Protocol 
      Harmonization Over Networks (TIPHON); Description of Technical 
      Issues", October 1999 
    
   7  Carlberg, K., Atkinson, R., "IP Telephony Requirements for 
      Emergency Telecommunications Service", Internet Draft, Work in 
      Progress, September, 2002 
    
    
7.  Acknowledgments 
    
   Many thanks to Fred Baker, Scott Bradner, Ian Brown, and Ran Atkinson 
   for their comments on this draft.   
    
    
8.  Author's Addresses 
    
   Hal Folts 
   National Communications System 
   701 South Courthouse Road 
   Arlington, VA 22204-2198 USA 
   Phone: +1 703 607-6186 
   Email: foltsh@ncs.gov 
    
 
 
Folts                    Expires - April 2003                 [Page 9] 




         Rqmts for Emergency Telecom Capabilities In Internet Oct. 2002 
 
 
   Cory Beard 
   School of Interdisciplinary Computing and Engineering 
   University of Missouri-Kansas City 
   5100 Rockhill Road 
   Kansas City, MO  64110 
   Phone:  1-816-235-1550 
   Email:  beardc@umkc.edu 
    
   Ken Carlberg 
   University College London 
   Department of Computer Science 
   London, WC1E 6BT 
   United Kingdom 
   k.carlberg@cs.ucl.ac.uk 
    
    
    
9.  Copyright 
 
   "Copyright (C) The Internet Society (date).  All Rights  
   Reserved.  This document and translations of it may be copied and  
   furnished to others, and derivative works that comment on or 
   otherwise  
   explain it or assist in its implementation may be prepared, copied,  
   published and distributed, in whole or in part, without restriction 
   of  
   any kind, provided that the above copyright notice and this paragraph  
   are included on all such copies and derivative works.  However, this  
   document itself may not be modified in any way, such as by removing  
   the copyright notice or references to the Internet Society or other  
   Internet organizations, except as needed for the purpose of 
   developing  
   Internet standards in which case the procedures for copyrights 
   defined  
   in the Internet Standards process must be followed, or as required to  
   translate it into languages other than English. 
    
   The limited permissions granted above are perpetual and will not be  
   revoked by the Internet Society or its successors or assigns.  This  
   document and the information contained herein is provided as an "AS  
   IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK  
   FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT  
   LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL  
   NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OR MERCHANTABILITY  
   OR FITNESS FOR A PARTICULAR PURPOSE. 
    
    
    
    
 
 
Folts                    Expires - April 2003                [Page 10]