INTERNET-DRAFT                                               Jari Arkko 
Internet Engineering Task Force                         Gerben Kuijpers 
                                                         Hesham Soliman 
                                                               Ericsson 
                                                          John Loughney 
                                                          Juha Wiljakka 
                                                                  Nokia 
Issued:  June 7, 2002 
Expires: December 7, 2002 
    
         IPv6 for Some Second and Third Generation Cellular Hosts 
                  <draft-ietf-ipv6-cellular-host-03.txt> 
    
Status of This Memo 
    
   This document is an Internet-Draft and is in full conformance with 
   all provisions of Section 10 of RFC 2026.  
    
   Internet-Drafts are working documents of the Internet Engineering 
   Task Force (IETF), its areas, and its working groups.  Note that 
   other groups may also distribute working documents as Internet-
   Drafts. 
    
   Internet-Drafts are draft documents valid for a maximum of six 
   months and may be updated, replaced, or obsoleted by other documents 
   at any time.  It is inappropriate to use Internet-Drafts as 
   reference material or to cite them other than as 'work in progress.' 
    
   The list of current Internet-Drafts can be accessed at 
   http://www.ietf.org/ietf/1id-abstracts.txt 
    
   The list of Internet-Draft Shadow Directories can be accessed at 
   http://www.ietf.org/shadow.html. 
    
Abstract 
    
   As the deployment of second and third generation cellular networks 
   progresses, a large number of cellular hosts are being connected to 
   the Internet. Standardization organizations are making IPv6 
   mandatory in their specifications. However, the concept of IPv6 
   covers many aspects and numerous specifications. In addition, the 
   characteristics of cellular links in terms of bandwidth, cost and 
   delay put special requirements on how IPv6 is used. This document 
   considers IPv6 for cellular hosts that attach to the General Packet 
   Radio Service (GPRS), or Universal Mobile Telecommunications System 
   (UMTS) networks. The document lists basic components of IPv6 
   functionality and discusses some issues relating to the use of these 
   components when operating in these networks. 
 
 
 
 
 
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 Abstract............................................................1 
 1 Introduction......................................................3 
  1.1 Scope of this Document.........................................3 
  1.2 Abbreviations..................................................4 
  1.4 Cellular Host IPv6 Features....................................5 
 2 Basic IP..........................................................5 
  2.1 RFC1981 - Path MTU Discovery for IP Version 6..................5 
  2.2 RFC2373 - IP Version 6 Addressing Architecture.................6 
  2.3 RFC2460 - Internet Protocol Version 6..........................6 
  2.4 RFC2461 - Neighbor Discovery for IPv6..........................7 
  2.5 RFC2462 - IPv6 Stateless Address Autoconfiguration.............8 
  2.6 RFC2463 - Internet Control Message Protocol for the IPv6.......8 
  2.7 RFC2472 - IP version 6 over PPP................................8 
  2.8 RFC2473 - Generic Packet Tunneling in IPv6 Specification.......9 
  2.9 RFC2710 - Multicast Listener Discovery (MLD) for IPv6..........9 
  2.10 RFC2711 - IPv6 Router Alert Option............................9 
  2.11 RFC3041 - Privacy Extensions for Address Configuration 
                 in IPv6 ............................................9 
  2.12 Dynamic Host Configuration Protocol for IPv6 (DHCPv6)........10 
  2.13 Default Address Selection for IPv6...........................10 
  2.14 DNS..........................................................10 
 3 IP Security......................................................10 
  3.1 RFC2104 - HMAC: Keyed-Hashing for Message Authentication......11 
  3.2 RFC2401 - Security Architecture for the Internet Protocol.....11 
  3.3 RFC2402 - IP Authentication Header............................11 
  3.4 RFC2403 - The Use of HMAC-MD5-96 within ESP and AH............11 
  3.5 RFC2404 - The Use of HMAC-SHA-96 within ESP and AH............11 
  3.6 RFC2405 - The ESP DES-CBC Cipher Algorithm With Explicit IV...11 
  3.7 RFC2406 - IP Encapsulating Security Payload (ESP).............11 
  3.8 RFC2407 - The Internet IP Security DoI for ISAKMP.............12 
  3.9 RFC2408 - The Internet Security Association and Key 
                Management Protocol.................................12 
  3.10 RFC2409 - The Internet Key Exchange (IKE)....................12 
  3.11 RFC2410 - The NULL Encryption Algorithm & its Use With IPsec.13 
  3.12 RFC2451 - The ESP CBC-Mode Cipher Algorithms.................13 
 4. Mobility........................................................13 
 5. Security Considerations.........................................13 
 6. References......................................................15 
  6.1. Normative....................................................15 
  6.2. Non-Normative................................................17 
 7. Contributors....................................................18 
 8. Acknowledgements................................................18 
 9. Authors' Addresses..............................................18 
 Appendix A Revision History........................................19 
 Appendix B Cellular Host IPv6 Addressing in the 3GPP Model.........19 




 
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1 Introduction 
         
   Technologies such as GPRS (General Packet Radio Service), UMTS 
   (Universal Mobile Telecommunications System) and CDMA2000 (Code 
   Division Multiple Access 2000) are making it possible for cellular 
   hosts to have an always-on connection to the Internet. IPv6 becomes 
   necessary, as it is expected that the number of such cellular hosts 
   will increase rapidly. Standardization organizations working with 
   cellular technologies have recognized this and are making IPv6 
   mandatory in their specifications.  
    
   Support for IPv6 and the introduction of UMTS starts with 3GPP 
   Release 99 networks and hosts. IPv6 is specified as the only IP 
   version supported for IP Multimedia Subsystem (IMS) starting from 
   Release 5. 
 
1.1 Scope of this Document 
    
   For the purposes of this document, a cellular interface is 
   considered to be the interface to a cellular access network based on 
   the following standards: 3GPP GPRS and UMTS Release 99, Release 4, 
   Release 5, as well as future UMTS releases. A cellular host is 
   considered to be a host with such a cellular interface.  
    
   This document lists IPv6 specifications with discussion on the use 
   of these specifications when operating over cellular interfaces. 
   Such a specification is necessary in order for the optimal use of 
   IPv6 in a cellular environment. The description is made from a 
   cellular host point of view. Important considerations are given in 
   order to eliminate unnecessary user confusion over configuration 
   options, ensure interoperability and to provide an easy reference 
   for those implementing IPv6 in a cellular host. It is necessary to 
   ensure that cellular hosts are good citizens of the Internet.  
    
   This document is informational in nature, and it is not intended to 
   replace, update, or contradict any IPv6 standards documents [RFC-
   2026]. 
    
   The main audience of this document are: the implementers of cellular 
   hosts that will be used with GPRS, 3GPP UMTS Release 99, Release 4, 
   Release 5, or future releases of UMTS. The document provides 
   guidance on which parts of IPv6 to implement in such cellular hosts. 
   Parts of this document may also apply to other cellular link types, 
   but no such detailed analysis has been done yet and is a topic of 
   future work. This document should not be used as a definitive list 
   of IPv6 functionality for cellular links other than those listed 
   above. Future changes in 3GPP networks that require changes in host 
   implementations may result in updates to this document. 
    
   There are different ways to implement cellular hosts: 
 
 
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      - The host can be a "closed 2G or 3G host" with a very compact 
         size and optimized applications, with no possibility to add 
         or download applications that can have IP communications. An 
         example of such a host is a very simple form of a mobile 
         phone. 
      -  The host can be an "open 2G or 3G host" with a compact size, 
         but where it is possible to download applications; such as a 
         PDA-type of phone.  
    
   If a cellular host has additional interfaces on which IP is used, 
   (such as Ethernet, WLAN, Bluetooth, etc.) then there may be 
   additional requirements for the device, beyond what is discussed in 
   this document.  Additionally, this document does not make any 
   recommendations on the functionality required on laptop computers 
   having a cellular interface such as a PC card, other than 
   recommending link specific behavior on the cellular link. 
    
   This document discusses IPv6 functionality as specified when this 
   document has been written. Ongoing work on IPv6 may affect what is 
   needed from future hosts. The reader should also be advised other 
   relevant work exists for various other layers. Examples of this 
   include the header compression work done in the IETF ROHC group, the 
   analysis of the effects of error-prone links to performance in [RFC-
   3155], or the TCP work in [TCPWIRELESS].   
    
   Transition mechanisms used by cellular hosts are not described in 
   this document and are left for further study. 
 
1.2 Abbreviations 
         
  2G          Second Generation Mobile Telecommunications, such as GSM 
               and GPRS technologies. 
  3G          Third Generation Mobile Telecommunications, such as UMTS 
               technology. 
  3GPP        3rd Generation Partnership Project. Throughout the 
               document, the term 3GPP (3rd Generation Partnership 
               Project) networks refers to architectures standardized 
               by 3GPP, in Second and Third Generation releases: 99, 4, 
               and 5, as well as future releases. 
  AH          Authentication Header 
  APN         Access Point Name. The APN is a logical name referring 
               to a GGSN and an external network.  
  ESP         Encapsulating Security Payload 
  ETSI        European Telecommunications Standards Institute 
  IMS         IP Multimedia Subsystem 
  GGSN        Gateway GPRS Support Node (a default router for 3GPP 
               IPv6 cellular hosts) 
  GPRS        General Packet Radio Service 
  GSM         Global System for Mobile Communications 
  IKE         Internet Key Exchange 

 
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  ISAKMP      Internet Security Association and Key Management 
               Protocol 
  MT          Mobile Terminal, for example, a mobile phone handset.  
  MTU         Maximum Transmission Unit 
  PDP         Packet Data Protocol 
  SGSN        Serving GPRS Support Node 
  TE          Terminal Equipment, for example, a laptop attached 
               through a 3GPP handset.  
  UMTS        Universal Mobile Telecommunications System 
  WLAN        Wireless Local Area Network 
   
1.4 Cellular Host IPv6 Features  
         
   This specification defines IPv6 features for cellular hosts in three 
   groups. 
    
     Basic IP 
    
          In this group, basic parts of IPv6 are described.  
    
     IP Security 
      
          In this group, the IP Security parts are described. 
    
     Mobility 
    
          In this group, IP layer mobility issues are described.  
           
2 Basic IP 
      
2.1 RFC1981 - Path MTU Discovery for IP Version 6 
      
   Path MTU Discovery [RFC-1981] may be used. Cellular hosts with a 
   link MTU larger than the minimum IPv6 link MTU (1280 octets) can use 
   Path MTU Discovery in order to discover the real path MTU. The 
   relative overhead of IPv6 headers is minimized through the use of 
   longer packets, thus making better use of the available bandwidth. 
    
   The IPv6 specification [RFC-2460] states in chapter 5 that "a 
   minimal IPv6 implementation (e.g., in a boot ROM) may simply 
   restrict itself to sending packets no larger than 1280 octets, and 
   omit implementation of Path MTU Discovery." 
    
   If Path MTU Discovery is not implemented then the sending packet 
   size is limited to 1280 octets (standard limit in [RFC-2460]). 
   However, if this is done, the cellular host must be able to receive 
   packets with size up to the link MTU before reassembly. This is 
   because the node at the other side of the link has no way of knowing 
   less than the MTU is accepted. 
         

 
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2.2 RFC2373 - IP Version 6 Addressing Architecture 
         
   The IPv6 Addressing Architecture [RFC-2373] is a mandatory part of 
   IPv6. Currently, this specification is being updated by 
   [ADDRARCHv3]; therefore, this specification may be made obsolete by 
   the new one, in which case the new specification must be supported. 
 
2.3 RFC2460 - Internet Protocol Version 6 
         
   The Internet Protocol Version 6 is specified in [RFC-2460]. This 
   specification is a mandatory part of IPv6.  
    
   By definition, a cellular host acts as a host, not as a router.  
   Implementation requirements for a cellular router are not defined in 
   this document. 
    
   Consequently, the cellular host must implement all non-router packet 
   receive processing as described in RFC 2460.  This includes the 
   generation of ICMPv6 error reports, and the processing of at least 
   the following extension headers: 
    
     - Hop-by-Hop Options header: at least the Pad1 and PadN options 
     - Destination Options header: at least the Pad1 and PadN options 
     - Routing (Type 0) header: final destination (host) processing 
       only 
     - Fragment header 
     - AH and ESP headers (see also a discussion on the use of IPsec 
       for various purposes in Section 3) 
     - The No Next Header value 
    
   Unrecognized options in Hop-by-Hop Options or Destination Options 
   extensions must be processed as described in RFC 2460. 
        
   The cellular host must follow the packet transmission rules in RFC 
   2460.  
    
   The cellular host must always be able to receive and reassemble 
   fragment headers. It will also need to be able to send a fragment 
   header in cases where it communicates with an IPv4 host through a 
   translator (see section 5 of RFC2460). 
     
   Cellular hosts should only process routing headers when they are the 
   final destination and return errors if the processing of the routing 
   header requires them to forward the packet to another node. This 
   will also ensure that the cellular hosts will not be inappropriately 
   used as relays or components in Denial-of-Service attacks. Acting as 
   the destination involves the following: the cellular hosts must 
   check the Segments Left field in the header, and proceed if it is 
   zero or one and the next address is one of the host's addresses. If 
   not, however, the host must implement error checks as specified in 

 
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   section 4.4 of RFC 2460. There is no need for the host to send 
   Routing Headers. 
    
2.4 RFC2461 - Neighbor Discovery for IPv6 
         
   Neighbor Discovery is described in [RFC-2461]. This specification is 
   a mandatory part of IPv6.  
         
2.4.1 Neighbor Discovery in 3GPP Networks 
      
   A cellular host must support Neighbor Solicitation and Advertisement 
   messages. 
 
   In GPRS and UMTS networks, some Neighbor Discovery messages can be 
   unnecessary in certain cases. GPRS and UMTS links resemble a point-
   to-point link; hence, the cellular host's only neighbor on the 
   cellular link is the default router that is already known through 
   Router Discovery. There are no link layer addresses. Therefore, 
   address resolution and next-hop determination are not needed.  
    
   The cellular host must support neighbor unreachability detection as 
   specified in [RFC-2461]. 
    
   In GPRS and UMTS networks, it is very desirable to conserve 
   bandwidth.  Therefore, the cellular host should include a mechanism 
   in upper layer protocols to provide reachability confirmation when 
   two-way IP layer reachability can be confirmed (see RFC-2461, 
   Section 7.3.1). These confirmations will allow the suppression of 
   most NUD-related messages in most cases. 
    
   Host TCP implementation should provide reachability confirmation in 
   the manner explained in RFC 2461, Section 7.3.1. 
    
   The common use of UDP in 3GPP networks poses a problem for providing 
   reachability confirmation. UDP itself is unable to provide such 
   confirmation. Applications running over UDP should provide the 
   confirmation where possible. In particular, when UDP is used for 
   transporting RTP, the RTCP protocol feedback should be used as a 
   basis for the reachability confirmation. If an RTCP packet is 
   received with a reception report block indicating some packets have 
   gone through, then packets are reaching the peer. If they have 
   reached the peer, they have also reached the neighbor 
    
   When UDP is used for transporting SIP, responses to SIP requests 
   should be used as the confirmation that packets sent to the peer are 
   reaching it. When the cellular host is acting as the server side SIP 
   node, no such confirmation is generally available. However, a host 
   may interpret the receipt of a SIP ACK request as confirmation that 
   the previously sent response to a SIP INVITE request has reached the 
   peer. 
         
 
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2.5 RFC2462 - IPv6 Stateless Address Autoconfiguration 
    
   IPv6 Stateless Address Autoconfiguration is defined in [RFC-2462]. 
   This specification is a mandatory part of IPv6.  
    
2.5.1 Stateless Address Autoconfiguration in 3GPP Networks 
 
   A cellular host in a 3GPP network must process a Router 
   Advertisement as stated in section 2.4. 
    
   Hosts in 3GPP networks can set DupAddrDetectTransmits equal to zero, 
   as each delegated prefix is unique within its scope when allocated 
   using the 3GPP IPv6 Stateless Address Autoconfiguration. In 
   addition, the default router (GGSN) will not configure or assign to 
   its interfaces, any addresses based on prefixes delegated to IPv6 
   hosts. Thus, the host is not required to perform Duplicate Address 
   Detection on the cellular interface.  
    
   See appendix B for more details on 3GPP IPv6 Stateless Address 
   Autoconfiguration. 
 
2.6 RFC2463 - Internet Control Message Protocol for the IPv6 
         
   The Internet Control Message Protocol for the IPv6 is defined [RFC-
   2463]. This specification is a mandatory part of IPv6.  Currently, 
   this work is being updated. 
    
   As per RFC 2463 section 2, ICMPv6 requirements must be fully 
   implemented by every IPv6 node. See also Section 3 for an 
   explanation of the use of IPsec for protecting ICMPv6 
   communications. 
    
2.7 RFC2472 - IP version 6 over PPP 
      
   IPv6 over PPP [RFC-2472] must be supported for cellular hosts that 
   implement PPP. 
    
2.7.1 IP version 6 over PPP in 3GPP Networks 
    
   A cellular host in a 3GPP network must support the IPv6CP interface 
   identifier option. This option is needed to be able to connect other 
   devices to the Internet using a PPP link between the cellular device 
   (MT) and other devices (TE, e.g. a laptop). The MT performs the PDP 
   Context activation based on a request from the TE. This results in 
   an interface identifier being suggested by the MT to the TE, using 
   the IPv6CP option. To avoid any duplication in link-local addresses 
   between the TE and the GGSN, the MT must always reject other 
   suggested interface identifiers by the TE. This results in the TE 
   always using the interface identifier suggested by the GGSN for its 
   link-local address.  
    
 
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   The rejection of interface identifiers suggested by the TE is only 
   done for creation of link-local addresses, according to 3GPP 
   specifications. The use of privacy addresses [RFC-3041] for site-
   local and global addresses is not affected by the above procedure. 
   The above procedure is only concerned with assigning the interface 
   identifier used for forming link-local addresses, and does not 
   preclude TE from using other interface identifiers for addresses 
   with larger scopes (i.e. site-local and global). 
  
2.8 RFC2473 - Generic Packet Tunneling in IPv6 Specification 
 
   Generic Packet Tunneling [RFC-2473] may be supported if needed for 
   transition mechanisms. 
    
2.9 RFC2710 - Multicast Listener Discovery (MLD) for IPv6 
    
   Multicast Listener Discovery [RFC-2710] must be supported by 
   cellular hosts. 
    
   MLD requires that MLD messages be sent for link-local multicast 
   addresses (excluding the all-nodes address). The requirement that 
   MLD be run even for link-local addresses aids layer-two devices 
   (e.g., Ethernet bridges) that attempt to suppress the forwarding of 
   link-layer multicast packets to portions of the layer-two network 
   where there are no listeners. If MLD is used to announce the 
   presence of listeners for all IP multicast addresses (including 
   link-local multicast addresses), layer 2 devices can snoop MLD 
   messages to reliably determine which portions of a network IP 
   multicast messages need to be forwarded to. 
    
2.9.1 MLD in 3GPP Networks 
    
   Within 3GPP networks, hosts connect to their default routers (GGSN) 
   via point-to-point links. Moreover, there are exactly two IP devices 
   connected to the point-to-point link, and no attempt is made (at the 
   link-layer) to suppress the forwarding of multicast traffic. 
   Consequently, sending MLD reports for link-local addresses in a 3GPP 
   environment may not always be necessary.  
    
   MLD is needed for multicast group knowledge that is not link-local. 
    
2.10 RFC2711 - IPv6 Router Alert Option 
    
   The Router Alert Option [RFC-2711] must be supported, and its use is 
   required when MLD is used (see section 2.9) or when RSVP [RFC-2205] 
   is used. 
    
2.11 RFC3041 - Privacy Extensions for Address Configuration in IPv6 
    
   Privacy Extensions for Stateless Address Autoconfiguration [RFC-
   3041] should be supported. RFC 3041, and privacy in general, is 
 
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   important for the Internet. Cellular hosts may use the temporary 
   addresses as described in RFC 3041. However, the use of the Privacy 
   Extension in an environment where IPv6 addresses are short-lived may 
   not be necessary. At the time this document has been written, there 
   is no experience on how long-lived cellular network address 
   assignments (i.e. attachments to the network) are. The length of the 
   address assignments depends upon many factors such as radio 
   coverage, device status and user preferences.  Additionally, the use 
   of temporary address with IPsec may lead to more frequent 
   renegotiation for the Security Associations. 
    
   Refer to section 5 for a discussion of the benefits of privacy 
   extensions in a 3GPP network. 
    
2.12 Dynamic Host Configuration Protocol for IPv6 (DHCPv6) 
    
   The Dynamic Host Configuration Protocol for IPv6 [DHCPv6] may be 
   used. DHCPv6 is not required for address autoconfiguration when IPv6 
   stateless autoconfiguration is used. However, DHCPv6 may be useful 
   for other configuration needs on a cellular host. 
    
2.13 Default Address Selection for IPv6 
    
   Default Address Selection [DEFADDR] is needed for cellular hosts.  
 
2.14 DNS 
    
   Cellular hosts should support DNS, as described in [RFC-1034], [RFC-
   1035], [RFC-1886], and [RFC-3152]. 
    
   If DNS is used, a cellular host can perform DNS requests in the 
   recursive mode, to limit signaling over the air interface. Both the 
   iterative and the recursive approach should be supported, however, 
   as the specifications require implementation of the iterative 
   approach, and allow the recursive approach as an option. 
   Furthermore, all DNS servers may not support recursive queries, and 
   the security benefits of DNS Security cannot always be achieved with 
   them. 
    
3 IP Security 
    
   IPsec [RFC-2401] is a fundamental part of IPv6, and support for AH 
   and ESP is described as mandatory in the specifications. 
    
   The first part of this section discusses the applicability of IP 
   Security and other security mechanisms for common tasks in cellular 
   hosts. The second part, subsections 3.1 to 3.13, lists the 
   specifications related to IPsec and discusses the use of these parts 
   of IPsec in a cellular context. 
    

 
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   In general, the need to use a security mechanism depends on the 
   intended application for it. Different security mechanisms are 
   useful in different contexts, and have different limitations. Some 
   applications require the use of TLS [RFC-2246], in some situations 
   IPsec is used. 
    
   It is not realistic to list all possible services here, and it is 
   expected that application protocol specifications have requirements 
   on what security services they require. Note that cellular hosts 
   able to download applications must be prepared to offer sufficient 
   security services for these applications regardless of the needs of 
   the initial set of applications in those hosts. 
    
   The following sections list specifications related to the IPsec 
   functionality, and discuss their applicability in a cellular 
   context. This discussion focuses on the use of IPsec. In some 
   applications, a different set of protocols may need to be employed. 
   In particular, the below discussion is not relevant for applications 
   that use other security services than IPsec. 
         
3.1 RFC2104 - HMAC: Keyed-Hashing for Message Authentication 
    
   This specification [RFC-2104] must be supported. It is referenced by 
   RFC 2403 that describes how IPsec protects the integrity of packets. 
    
3.2 RFC2401 - Security Architecture for the Internet Protocol 
         
   This specification [RFC-2401] must be supported. 
         
3.3 RFC2402 - IP Authentication Header 
         
   This specification [RFC-2402] must be supported. 
    
3.4 RFC2403 - The Use of HMAC-MD5-96 within ESP and AH 
         
   This specification [RFC-2403] must be supported. 
 
3.5 RFC2404 - The Use of HMAC-SHA-96 within ESP and AH 
         
   This specification [RFC-2404] must be supported. 
         
3.6 RFC2405 - The ESP DES-CBC Cipher Algorithm With Explicit IV   
         
   This specification [RFC-2405] may be supported. It is, however, 
   recommended that stronger algorithms than DES be used.  Algorithms, 
   such as AES, are undergoing work in the IPsec working group. These 
   new algorithms are useful, and should be supported as soon as their 
   standardization is ready. 
         
3.7 RFC2406 - IP Encapsulating Security Payload (ESP) 
    
 
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   This specification [RFC-2406] must be supported. 
         
3.8 RFC2407 - The Internet IP Security DoI for ISAKMP 
    
   Automatic key management, [RFC-2408] and [RFC-2409], is not a 
   mandatory part of the IP Security Architecture. Note, however, that 
   in the cellular environment the IP addresses of a host may change 
   dynamically. For this reason the use of manually configured Security 
   Associations is not practical, as the newest host address would have 
   to be updated to the SA database of the peer as well.  
    
   Even so, it is not clear that all applications would use IKE for key 
   management. For instance, hosts may use IPsec ESP [RFC-2406] for 
   protecting SIP signaling in the IMS [3GPP-ACC] but provide 
   authentication and key management through another mechanism such as 
   UMTS AKA (Authentication and Key Agreement) [UMTS-AKA]. 
    
   It is likely that several simplifying assumptions can be made in the 
   cellular environment, with respect to the mandated parts of the IP 
   Security DoI, ISAKMP, and IKE. Work on such simplifications would be 
   useful, but is outside the scope of this document. 
    
3.9 RFC2408 - The Internet Security Association and Key Management  
              Protocol  
 
   This specification [RFC-2408] is optional according to the IPv6 
   specifications, but may be necessary in some applications, as 
   described in Section 3.8. 
    
3.10 RFC2409 - The Internet Key Exchange (IKE)  
    
   This specification [RFC-2409] is optional according to the IPv6 
   specifications, but may be necessary in some applications, as 
   described in Section 3.8. 
    
   Interactions with the ICMPv6 packets and IPsec policies may cause 
   unexpected behavior for IKE-based SA negotiation unless some special 
   handling is performed in the implementations. 
    
   The ICMPv6 protocol provides many functions, which in IPv4 were 
   either non-existent or provided by lower layers. For instance, IPv6 
   implements address resolution using an IP packet, ICMPv6 Neighbor 
   Solicitation message. In contrast, IPv4 uses an ARP message at a 
   lower layer. 
    
   The IPsec architecture has a Security Policy Database that specifies 
   which traffic is protected, and how. It turns out that the 
   specification of policies in the presence of ICMPv6 traffic is not 
   easy. For instance, a simple policy of protecting all traffic 
   between two hosts on the same network would trap even address 
   resolution messages, leading to a situation where IKE can't 
 
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   establish a Security Association since in order to send the IKE UDP 
   packets one would have had to send the Neighbor Solicitation 
   Message, which would have required an SA. 
    
   In order to avoid this problem, Neighbor Solicitation, Neighbor 
   Advertisement, Router Solicitation, and Router Advertisement 
   messages must not lead to the use of IKE-based SA negotiation. The 
   Redirect message should not lead to the use of IKE-based SA 
   negotiation. Other ICMPv6 messages may use IKE-based SA negotiation 
   as is desired in the Security Policy Data Base. 
    
   Note that the above limits the usefulness of IPsec in protecting all 
   ICMPv6 communications. For instance, it may not be possible to 
   protect the ICMPv6 traffic between a cellular host and its next hop 
   router. (Which may be hard in any case due to the need to establish 
   a suitable public key infrastructure. Since roaming is allowed, this 
   infrastructure would have to authenticate all hosts to all routers.) 
    
3.11 RFC2410 - The NULL Encryption Algorithm & its Use With IPsec 
    
   This specification [RFC-2410] must be supported. 
    
3.12 RFC2451 - The ESP CBC-Mode Cipher Algorithms  
    
   This specification [RFC-2451] must be supported if encryption 
   algorithms other than DES are implemented, e.g.: CAST-128, RC5, 
   IDEA, Blowfish, 3DES. 
 
4. Mobility  
    
   For the purposes of this document, IP mobility is not relevant. When 
   Mobile IPv6 specification is approved, a future update to this 
   document may address these issues, as there may be some effects on 
   all IPv6 hosts due to Mobile IP. The movement of cellular hosts 
   within 3GPP networks is handled by link layer mechanisms. 
    
5. Security Considerations 
 
   This document does not specify any new protocols or functionality, 
   and as such, it does not introduce any new security vulnerabilities. 
   However, specific profiles of IPv6 functionality are proposed for 
   different situations, and vulnerabilities may open or close 
   depending on which functionality is included and what is not. There 
   are also aspects of the cellular environment that make certain types 
   of vulnerabilities more severe. The following issues are discussed: 
    
   - The suggested limitations (Section 2.3) in the processing of 
     routing headers limits also exposure to Denial-of-Service attacks 
     through cellular hosts. 
    

 
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Internet Draft   IPv6 for Some 2G and 3G Cellular Hosts   June 7, 2002 
 
 
   - IPv6 addressing privacy [RFC3041] may be used in cellular hosts. 
     However, it should be noted that in the 3GPP model, the network 
     would assign new addresses, in most cases, to hosts in roaming 
     situations and typically, also when the cellular hosts activate a 
     PDP context. This means that 3GPP networks will already provide a 
     limited form of addressing privacy, and no global tracking of a 
     single host is possible through its address. On the other hand, 
     since a GGSN's coverage area is expected to be very large when 
     compared to currently deployed default routers (no handovers 
     between GGSNs are possible), a cellular host can keep an address 
     for a long time. Hence, IPv6 addressing privacy can be used for 
     additional privacy during the time the host is on and in the same 
     area. The privacy features can also be used to e.g. make different 
     transport sessions appear to come from different IP addresses. 
     However, it is not clear that these additional efforts confuse 
     potential observers any further, as they could monitor only the 
     network prefix part. 
    
   - The use of various security services such as IPsec or TLS in the 
     connection of typical applications in cellular hosts is discussed 
     in Chapter 3 and recommendations are given there. 
    
   - Chapter 3 also discusses under what conditions it is possible to 
     provide IPsec protection of e.g. ICMPv6 communications 
    
   - The airtime used by cellular hosts is expensive. In some cases, 
     users are billed according to the amount of data they transfer to 
     and from their host. It is crucial for both the network and the 
     users that the airtime is used correctly and no extra charges are 
     applied to users due to misbehaving third parties. The cellular 
     links also have a limited capacity, which means that they may not 
     necessarily be able to accommodate more traffic than what the user 
     selected, such as a multimedia call. Additional traffic might 
     interfere with the service level experienced by the user. While 
     Quality of Service mechanisms mitigate these problems to an 
     extent, it is still apparent that Denial-of-Service (DoS) aspects 
     may be highlighted in the cellular environment. It is possible for 
     existing DoS attacks that use for instance packet amplification to 
     be substantially more damaging in this environment. How these 
     attacks can be protected against is still an area of further 
     study. It is also often easy to fill the cellular link and queues 
     on both sides with additional or large packets. 
    
   - Within some service provider networks, it is possible to buy a 
     prepaid cellular subscription without presenting personal 
     identification. Attackers that wish to remain unidentified could 
     leverage this. Note that while the user hasn't been identified, 
     the equipment still is; the operators can follow the identity of 
     the device and block it from further use. The operators must have 
     procedures in place to take notice of third party complaints 
     regarding the use of their customers' devices. It may also be 
 
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     necessary for the operators to have attack detection tools that 
     enable them to efficiently detect attacks launched from the 
     cellular hosts. 
    
   - Cellular devices that have local network interfaces (such as IrDA 
     or Bluetooth) may be used to launch attacks through them, unless 
     the local interfaces are secured in an appropriate manner. 
     Therefore, local network interfaces should have access control to 
     prevent others from using the cellular host as an intermediary. 
      
6. References 
         
6.1. Normative 
    
   [DEFADDR]      Draves, R., "Default Address Selection for IPv6", 
                  Work in progress. 
    
   [RFC-1981]     McCann, J., Mogul, J. and Deering, S., "Path MTU 
                  Discovery for IP version 6", RFC 1981, August 1996. 
    
   [RFC-1035]     Mockapetris, P., "Domain names - implementation and 
                  specification", STD 13, RFC 1035, November 1987. 
    
   [RFC-1886]     Thomson, S. and Huitema, C., "DNS Extensions to 
                  support IP version 6, RFC 1886, December 1995. 
    
   [RFC-2026]     Bradner, S., ôThe Internet Standards Process -- 
                  Revision 3ö, RFC 2026, October 1996. 
     
   [RFC-2104]     Krawczyk, K., Bellare, M., and Canetti, R., "HMAC: 
                  Keyed-Hashing for Message Authentication", RFC 2104, 
                  February 1997. 
    
   [RFC-2246]     Dierks, T. and Allen, C., "The TLS Protocol Version 
                  1.0", RFC 2246, January 1999  
    
   [RFC-2373]     Hinden, R. and Deering, S., "IP Version 6 Addressing 
                  Architecture", RFC 2373, July 1998. 
    
   [RFC-2401]     Kent, S. and Atkinson, R., "Security Architecture for 
                  the Internet Protocol", RFC 2401, November 1998. 
    
   [RFC-2402]     Kent, S. and Atkinson, R.,  "IP Authentication 
                  Header", RFC 2402, November 1998. 
    
   [RFC-2403]     Madson, C., and Glenn, R., "The Use of HMAC-MD5 
                  within ESP and AH", RFC 2403, November 1998. 
    
   [RFC-2404]     Madson, C., and Glenn, R., "The Use of HMAC-SHA-1 
                  within ESP and AH", RFC 2404, November 1998. 
    
 
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   [RFC-2405]     Madson, C. and Doraswamy, N., "The ESP DES-CBC Cipher 
                  Algorithm With Explicit IV", RFC 2405, November 1998. 
    
   [RFC-2406]     Kent, S. and Atkinson, R., "IP Encapsulating Security 
                  Protocol (ESP)", RFC 2406, November 1998. 
    
   [RFC-2407]     Piper, D., "The Internet IP Security Domain of 
                  Interpretation for ISAKMP", RFC 2407, November 1998. 
    
   [RFC-2408]     Maughan, D., Schertler, M., Schneider, M., and 
                  Turner, J., "Internet Security Association and Key 
                  Management Protocol (ISAKMP)", RFC 2408, November 
                  1998. 
    
   [RFC-2409]     Harkins, D., and Carrel, D., "The Internet Key 
                  Exchange (IKE)", RFC 2409, November 1998. 
    
   [RFC-2410]     Glenn, R. and Kent, S., "The NULL Encryption 
                  Algorithm and Its Use With IPsec", RFC 2410, November 
                  1998 
    
   [RFC-2451]     Pereira, R. and Adams, R., "The ESP CBC-Mode Cipher 
                  Algorithms", RFC 2451, November 1998 
    
   [RFC-2460]     Deering, S. and Hinden, R., "Internet Protocol, 
                  Version 6 (IPv6) Specification", RFC 2460, December 
                  1998. 
    
   [RFC-2461]     Narten, T., Nordmark, E. and Simpson, W., "Neighbor 
                  Discovery for IP Version 6 (IPv6)", RFC 2461, 
                  December 1998. 
    
   [RFC-2462]     Thomson, S. and Narten, T., "IPv6 Stateless Address 
                  Autoconfiguration", RFC 2462. 
    
   [RFC-2463]     Conta, A. and Deering, S., "ICMP for the Internet 
                  Protocol Version 6 (IPv6)", RFC 2463, December 1998. 
    
   [RFC-2473]     Conta, A. and Deering, S., "Generic Packet Tunneling 
                  in IPv6 Specification", RFC 2473, December 1998. 
    
   [RFC-2710]     Deering, S., Fenner, W. and Haberman, B., "Multicast 
                  Listener Discovery (MLD) for IPv6", RFC 2710, October 
                  1999. 
    
   [RFC-2711]     Partridge, C. and Jackson, A., "IPv6 Router Alert 
                  Option", RFC 2711, October 1999. 
    
   [RFC-2874]     Crawford, M. and Huitema, C., "DNS Extensions to 
                  Support IPv6 Address Aggregation and Renumbering", 
                  RFC 2874, July 2000. 
 
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   [RFC-3041]     Narten, T. and Draves, R., "Privacy Extensions for 
                  Stateless Address Autoconfiguration in IPv6", RFC 
                  3041, January 2001. 
    
   [RFC-3152]     Bush, R., ôDelegation of IP6.ARPAö, RFC 3152, August 
                  2001. 
    
   [RFC-3155]     Dawkins, S., Montenegro, G., Kojo, M., Magret, V., 
                  Vaidya, N., ôEnd-to-end Performance Implications of 
                  Links with Errorsö, RFC 3155, August 2001. 
    
6.2. Non-Normative 
    
   [3GPP-ACC]     3GPP Technical Specification 3GPP TS 33.203, 
                  "Technical Specification Group Services and System 
                  Aspects; 3G Security; Access security for IP-based 
                  services (Release 5)", 3rd Generation Partnership 
                  Project, March 2002. 
    
   [3GPP-IMS]     3rd Generation Partnership Project; Technical 
                  Specification Group Services and System Aspects; IP 
                  Multimedia (IM) Subsystem - Stage 2; (3G TS 23.228) 
    
   [3GPP-IPv6]    3rd Generation Partnership Project; Technical 
                  Specification Group Services and System Aspects 
                  "Architectural requirements" (TS 23.221) 
    
   [ADDRARCHv3]   Hinden, R. and Deering, S. "IP Version 6 Addressing 
                  Architecture", Work in progress. 
 
   [DHCPv6]       Bound, J. et al., "Dynamic Host Configuration 
                  Protocol for IPv6 (DHCPv6)", Work in progress. 
    
   [RFC-3214]     Wasserman, M (editor), "Recommendations for IPv6 in 
                  3GPP Standards", RFC 3214, May 2002. 
    
   [RFC-1034]     Mockapetris, P., "Domain names û concepts and 
                  facilities", RFC 1034, November 1987 
    
   [RFC-2529]     Carpenter, B. and Jung, C., "Transmission of IPv6 
                  over IPv4 Domains without Explicit Tunnels", RFC 
                  2529, March 1999. 
    
   [RFC-2205]     Resource ReSerVation Protocol (RSVP) -- Version 1   
                  Functional Specification. R. Braden, Ed., L. Zhang,  
                  S. Berson, S. Herzog, S. Jamin, RFC 2205September 
                  1997. 
    
   [TCPWIRELESS]  Inamura, H. et al. "TCP over 2.5G and 3G Networks". 
                  IETF, Work in progress. 
 
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   [UMTS-AKA]     3GPP Technical Specification 3GPP TS 33.102, 
                  "Technical Specification Group Services and System 
                  Aspects; 3G Security; Security Architecture (Release 
                  4)", 3rd Generation Partnership Project, December 
                  2001. 
 
7. Contributors 
    
   This document is based on the results of a team that included 
   Peter Hedman and Pertti Suomela in addition to the authors. Peter 
   and Pertti have contributed both text and their IPv6 experience 
   to this document. 
    
8. Acknowledgements 
         
   The authors would like to thank Jim Bound, Brian Carpenter, Steve 
   Deering, Bob Hinden, Keith Moore, Thomas Narten, Erik Nordmark, 
   Michael Thomas, Margaret Wasserman and others at the IPv6 WG mailing 
   list for their comments and input.  
    
   We would also like to thank David DeCamp, Karim El Malki, Markus 
   Isom„ki, Petter Johnsen, Janne Rinne, Jonne Soininen, Vlad Stirbu 
   and Shabnam Sultana for their comments and input in preparation of 
   this document.  
         
9. Authors' Addresses 
         
   Jari Arkko 
   Ericsson 
   02420 Jorvas 
   Finland 
    
   Phone:  +358 40 5079256 
   Fax:    +358 40 2993401 
   E-Mail: Jari.Arkko@ericsson.com 
    
   Gerben Kuijpers 
   Ericsson 
   Skanderborgvej 232 
   DK-8260 Viby J 
   DENMARK 
    
   Phone:  +45 89385100 
   Fax:    +45 89385101 
   E-mail: gerben.a.kuijpers@ted.ericsson.se 
    
   John Loughney 
   Nokia Research Center 
   Itamerenkatu 11 - 13 
   FIN-00180 HELSINKI 
 
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   FINLAND 
    
   Phone:  +358 7180 36242 
   Fax:    +358 7180 36851 
   E-mail: john.loughney@nokia.com 
    
   Hesham Soliman 
   Ericsson Radio Systems AB 
   Torshamnsgatan 23, Kista, Stockholm 
   SWEDEN 
    
   Phone:  +46 8 4046619 
   Fax:    +46 8 4047020 
   E-mail: Hesham.Soliman@era.ericsson.se 
    
   Juha Wiljakka 
   Nokia Mobile Phones 
   Sinitaival 5 
   FIN-33720 TAMPERE 
   Finland 
    
   Phone:  +358 7180 47562 
   Fax:    +358 7180 47518 
   E-mail: juha.wiljakka@nokia.com 
         
Appendix A Revision History 
   
  Changes from draft-ietf-ipv6-cellular-host-02.txt: 
   
    -  Removed transition mechanism discussions. 
    -  Updated the text on ND (NUD in particular), DAD, and MLD. 
    -  Added a note about the status of the document under 1.1. 
    -  Removed the note about AH discussions in IPsec WG. 
    -  Made ADDRARCHv3 non-normative reference. 
    -  Added a statement to recommend AES cipher (when it is ready). 
    -  Clarified the situations where Router Alert option is required. 
    -  Several editorial modifications. 
     
Appendix B Cellular Host IPv6 Addressing in the 3GPP Model  
    
   The appendix aims to very briefly describe the 3GPP IPv6 addressing 
   model for 2G (GPRS) and 3G (UMTS) cellular networks from Release 99 
   onwards. More information can be found from 3GPP Technical 
   Specification 23.060. 
    
   There are two possibilities to allocate the address for an IPv6 
   node: stateless and stateful autoconfiguration. The stateful address 
   allocation mechanism needs a DHCP server to allocate the address for 
   the IPv6 node.  On the other hand, the stateless autoconfiguration 
   procedure does not need any external entity involved in the address 
   autoconfiguration (apart from the GGSN). 
 
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   In order to support the standard IPv6 stateless address 
   autoconfiguration mechanism, as recommended by the IETF, the GGSN 
   shall assign a prefix that is unique within its scope to each 
   primary PDP context that uses IPv6 stateless address 
   autoconfiguration. This avoids the necessity to perform Duplicate 
   Address Detection at the network level for every address built by 
   the mobile host. The GGSN always provides an Interface Identifier to 
   the mobile host. The Mobile host uses the interface identifier 
   provided by the GGSN to generate its link-local address. The GGSN 
   provides the cellular host with the interface identifier, usually in 
   a random manner. It must ensure the uniqueness of such identifier on 
   the link (i.e. no collisions between its own link-local address and 
   the cellular host's).  
    
   In addition, the GGSN will not use any of the prefixes assigned to 
   cellular hosts to generate any of its own addresses. This use of the 
   interface identifier, combined with the fact that each PDP context 
   is allocated a unique prefix, will eliminate the need for DAD 
   messages over the air interface, and consequently allows an 
   efficient use of bandwidth. Furthermore, the allocation of a prefix 
   to each PDP context will allow hosts to implement the privacy 
   extensions in RFC 3041 without the need for further DAD messages.  
 



























 
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